Temporary Assistant -Licensing – 2 Positions at Capital Markets Authority (CMA)

Contract Period: Six (6) Months Fixed Term Contract
The key responsibilities for the position:

• Review applications for licensing and license renewals for market institutions and intermediaries;
• Review prospectuses to ensure that the information to the public is accurate and complete and provides full disclosure of material facts;
• Review applications for approval of equity and debt instruments and for the registration of Collective Investment Schemes;
• Review notices, announcements and advertisements by market intermediaries and listed companies and make recommendations of the suitability for publication;
• Liaise with the Market Supervision Department to carry out due diligence about the appointment of proposed directors and key personnel of market intermediaries;
• Update and maintain the Contact Details and Movement of Key Personnel Database on a regular basis; and
• Any other duties as may be assigned from time to time

Minimum Qualifications and Experience 

• Bachelor’s Degree in Law, Finance or Business -related.
• Minimum of one year of relevant experience would be an added advantage

Key skills, Knowledge & Competencies 

• Display honesty, transparency, and integrity in all dealings
• Show initiative and meet all deadlines with high quality work
• Demonstrate good communication skills and teamwork
• Always dedicated to confidentiality.